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Consultation on Transaction Reporting on OTC
Derivatives and Extension of
the Scope of Transaction
Reporting Obligations
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Consultation on Standardisation and exchange
trading of OTC derivatives
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Consultation on CESR's advice in the context of the MiFID Review – Client Categorisation
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Consultation on amending the Prospectuses Regulations for mineral companies
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Consultation on Guidance on Common Standards for Assessment of Compliance of Credit Rating Methodologies with the Requirements set out in Article 8(3)
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Consultation on Guidance on the Enforcement Practices and Activities to be Conducted under Article 21.3(a) of the Regulation
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Consultation on CESR's advice in the context of the MiFID Review: Non-equity markets transparency
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Consultation on CESR's advice in the context of the MiFID Review – Transaction Reporting
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Consultation on CESR's advice in the context of the MiFID Review – Investor Protection and Intermediaries
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Consultation on CESR's advice to the Commission in the context of the MiFID Review – Secondary Markets
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Consultation on CESR’s Guidelines on Risk Measurement and the Calculation of Global Exposure and Counterparty Risk for UCITS
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Call for evidence on micro-structural issues of the European equity markets
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Consultation on guidance to report transactions on OTC derivative instruments
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Call for evidence on cross-sector internal governance issues
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CESR proposal to extend major shareholding
notifications to instruments of similar economic effect to holding shares and entitlements to acquire shares
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Consultation on common definition of European money market funds
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Consultation on Inducements: Good and poor practices
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Consultation on understanding the definition of advice under MiFID
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Consultation on registration, mediation and other related issues regarding the certification and assessment of CRA's systemic importance
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Call for evidence - The use of a standard reporting format
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CESR’s technical advice to the European Commission on level 2 measures relating to mergers of UCITS, master-feeder UCITS structures and cross-border notification of UCITS
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Consultation on Trade Repositories in the European Union
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Consultation on classification and identification
of OTC derivative instruments for the purpose of the exchange of transaction reports amongst CESR Members
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Consultation on CESR's Proposal for a Pan-European
Short Selling Disclosure Regime
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Consultation on CESR’s technical advice at level 2 on the format and content of Key Information Document disclosures for UCITS
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Consultation on CESR’s technical advice to the European Commission on the level 2 measures related to the UCITS management company passport
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Consultation on the addendum to CESR’s consultation paper on the format and content of Key Information Document disclosures for UCITS (Ref. CESR/09-552)
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Call for evidence on mutual recognition with non-EU jurisdictions
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Fact finding exercise of the use in the European Union of ratings issued by third countries CRAs
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Consultation on a central repository for Credit Rating Agencies
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Consultation on MiFID complex and non-complex financial instruments for the purposes of the Directive’s appropriateness requirements
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Consultation on CESR’s technical advice at level 2 on Risk Measurement for the purposes of the calculation of UCITS’ global exposure
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Consultation on technical issues relating to Key Information Document (KID) disclosures for UCITS
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CESR/ESCB Consultation on the draft Recommendations for Central Counterparties
1-2, 4-8, 14, and 15 revised for CCPs clearing OTC derivatives
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Consultation on Proposals for the Review Panel Work Plan
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Call for evidence on possible implementing measures of the future UCITS directive
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Call for evidence on the technical standards to identify and classify OTC derivative instruments for TREM; CESR's transaction reporting exchange mechanism
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Consultation on transparency of corporate bond, structured finance products and credit derivatives markets
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Consultation on CESR/ESCB draft recommendations for securities settlement systems, and draft recommendations for central counterparties
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Call for evidence on regulation on short-selling by CESR Members
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Public review of CESR's preliminary draft advice on access and interoperability arrangements
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Consulation on MAD Level 3 – Third set of CESR guidance and information on the common operation of the Directive to the market
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Call for evidence on the impact of MiFID on secondary markets functioning
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Call for evidence on the review of the scope of the MIFID transaction reporting obligation
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Consultation on CESR and ERGEG advice to the European Commission in the context of the Third Energy Package
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Consulation on CESR’s technical advice to the European Commission on Indian GAAP
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Consulation on Risk management principles for UCITS
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Consultation paper on UCITS Management Company Passport
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Guidelines for the prudential assessment of acquisitions and increase of holdings in the financial sector required by Directive 2007/44/EC
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Market Abuse Directive Level 3 – Third set of CESR guidance and information on the common operation of the Directive to the market
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Call for evidence on a formal request for technical advice on identification of regulatory arrangements for post-trading infrastructures
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Consultation on the draft statement on Fair value measurement and related disclosures of financial instruments in illiquid markets
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Joint consultation on CESR and ERGEG advice to the European Commission in the context of the Third Energy Package
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Call for evidence on the request for advice to CESR on the UCITS asset management company passport
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Consultation on CESR’s/CEBS’ technical advice to the European Commission on the review of commodities business
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Common understanding of the obligations imposed by European Regulation 1781/2006 on the information on the payer accompanying funds transfers to payment service providers of payees
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Consultation on CESR’s advice on Canadian and South Korean GAAPs
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Consultation on The role of credit rating agencies in structured finance
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CESR/ERGEG Call for evidence on record keeping, transparency, supply contracts and derivatives for electricity and gas
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CESR/CEBS Call for Evidence on Commodities
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CESR’s advice on the equivalence of Chinese, Japanese and US GAAPs
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Consultation paper on improving the functioning of the MiFID database
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3L3 Medium term work programme
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Consultation Paper on content and form of Key Investor Information disclosures for UCITS
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Consultation on CESR's MiFID work programme for 2007/2008
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Call for evidence on possible CESR level 3 work on the Transparency Directive
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Questionnaire on Assessment of CESR’s activities between 2001 and 2007
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Questionnaire on the rating of structured finance instruments
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Consultation on Impact Assessment Guidelines for EU Level 3 Committees
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Consultation on Non-equity transparency
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Call for evidence on UCITS Distribution
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Call for evidence on Key investor disclosures for UCITS
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Questionnaire on simplified prospectus for retail investors
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CESR’s technical advice on a mechanism for determining the equivalence of the generally accepted accounting principles of third countries
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Second consultation on Inducements under MiFID
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Clarification of the definitions concerning eligible assets for investment by UCITS: can hedge fund indices be classified as financial indices for the purpose of UCITS?
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Consultation on Best execution under MIFID
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Call for evidence - non-equities markets transparency
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Consultation on CESR Level 3 Guidelines on MiFID Transaction reporting
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Consultation on The Passport under MiFID
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Consultation on Inducements under MiFID
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2nd set of Draft Guidance on the Operation of the Market Abuse Directive for public consultation
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Call for evidence on the supervisory functioning of the Prospectus Directive and Regulation
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Consultation on Use of reference data standard codes in transaction reporting
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Consultation on the Publication and Consolidation of MiFID Market Transparency
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CESR’s Issues Paper - Can hedge fund indices be classified as financial indices for the purpose of UCITS?
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Consultation on The list of minimum records in Article 51(3) of the MiFID implementing Directive
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Call for evidence - Evaluation of the supervisory functioning of the EU market abuse regime
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Questionnaire on the day-to-day application of the IOSCO code by the Credit Rating Agencies
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Consultation on CESR Work Programme on MiFID level 3 Work
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Second consultation regarding CESR’s guidelines for supervisors regarding the notification procedure according to Section VIII of UCITS
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Call for evidence on consolidation of market transparency data
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Consultation concerning the transparency directive - storage of regulated information and filing of regulated information
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CESR’s guidelines for supervisors regarding the
notification procedure according to Section VIII of
the UCITS Directive
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Consultation on the Establishement of a Mediation Mechanism
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Second consultation on CESR’s Draft Advice on Clarification of Definitions concerning Eligible Assets for Investments of UCITS
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CESR-ESCB joint public statement on Clearing and Settlement
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CESR’s draft technical advice to the European Commission on a possible amendment to Regulation (EC) 809/2004 regarding the historical financial information which must be included in a prospectus
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Call for evidence on Mandate to CESR regarding technical advice on possible implementing measures concerning the Transparency Directive
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Consultation on CESR's recommendations for Alternative Performance Measures
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Formal Mandate to CESR for technical advice on a possible amendment to the requirements in Commission Regulation (EC) 809/2004 regarding the historical financial information which must be included in a prospectus
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CESR’s Advice on Clarification of Definitions concerning Eligible Assets for Investments of UCITS
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Draft Technical advice on Equivalence of Certain third country GAAP and on description of certain third countries mechanisms of enforcement of financial information
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CESR’s revised draft technical advice on possible implementing measures of the transparency directive
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CESR-CFTC Communiqué Requesting Comment on a Common Work Programme to Facilitate Transatlantic Derivatives Business
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Call for Evidence on the Establishment of a Mediation Mechanism
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Second Consultation Paper on CESR’s Draft Technical Advice on Possible Implementing
Measures of the Directive 2004/39/EC on
Markets in Financial Instruments
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Second part of CESR’s advice on possible implementing measures of the Transparency Directive
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Admission of Financial Instruments to
Trading on Regulated Markets - CESR’s Draft Technical Advice on Possible Implementing Measures of the Directive 2004/39/EC on Markets in Financial Instruments
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CESR’s Draft Technical Advice on Possible Implementing Measures of the Directive 2004/39/EC on Markets in Financial Instruments - Professional Client Agreements - Call for Opinions
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Consultation on CESR’s technical advice to the European Commission on possible measures concerning credit rating agencies
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Which supervisory tools for the EU securities markets? Preliminary Progress Report (Himalaya Report)
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Consultation on Market Abuse, Level 3 – preliminary CESR guidance and information on the common operation of the Directive
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CESR’s Advice on Possible Implementing Measures of the Transparency Directive
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Consultation on CESR's draft advice on the second set of mandates from the European Commission on the Markets in Financial Instruments Directive (MiFID)
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Concept Paper on how CESR intends to measure equivalence between Third Country GAAP and IAS/IFRS
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Second Consultation paper on the first set of mandates regarding possible implementing measures for the Market in Financial Instruments Directive
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Consultation on guidance for regulators on how to apply transitional provisions introduced by the UCITS III Directive.
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Call for Evidence on possible modifications of the UCITS Directive
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CESR’s recommendations for the consistent implementation of the European Commission’s Regulation on Prospectuses nº 809/2004
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CESR’s Advice on Possible Implementing Measures of the Directive 2004/39/EC on Markets in Financial Instruments - best-execution (mandate under Article 21 of MiFiD) and market transparency (section III.B of the consultative paper)
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CESR’s Advice on Possible Implementing Measures of the Directive 2004/39/EC on Markets in Financial Instruments
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Guidelines for Implementation of Co-ordination of Enforcement of Financial Information
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Call for evidence on Call to CESR for technical advice on possible measures concerning Credit Rating Agencies
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Call for evidence regarding the European Commission’s mandates on equivalence between certain third countries’ application of GAAP and IAS/IFRS
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Call for evidence regarding the European Commission’s mandates on the Transparency Directive
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Call for Evidence on the second set of mandates from the European Commission on the legislative measures to implement the Markets in Financial Instruments Directive
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Call for Evidence on CESR's mandate on Investment Management
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CESR/ESCB Draft Standards for Securities Clearing & Settlement Systems in the European Union
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The role of CESR at 'Level 3' under the Lamfalussy process
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Request for comments on the First Interim Report by the Review Panel
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Call for Evidence on CESR Guidelines for the Consistent Implementation of the Proposed Commission Regulation on Prospectus
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CESR Consultative Concept Paper on the proposed Financial Instruments Markets Directive (ISD2) , Articles 25, 56 and 58
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Call for Evidence - CESR starts work on EU Commission provisional mandates on the new Investment Services Directive - the Financial Instruments Markets (FIM) Directive
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CESR Draft Standard No. 2 on Financial Information - Co-ordination of Enforcement Activities
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The role of CESR in the regulation and supervision of UCITS and asset management in the EU
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The Committee of European Securities Regulators (CESR) and the European System of Central Banks (ESCB) joint consultation on Standards for Securities Clearing & Settlement Systems in the European Union
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CESR consults on Minimum Disclosure requirements for Sovereign Issuers and Financial Information on Prospectus
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European Regulation on the application of IFRS in 2005 – Draft Recommendations for additional guidance regarding the transition to IFRS
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Possible implementing measures of the future Market Abuse Directive
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Possible Level 2 implementing measures of the future Prospectus Directive Second Consultation
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Possible Level 2 implementing measures of the future Prospectus Directive
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Addendum to the consultation paper on possible implementing measures of the future Prospectus Directive
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Second call for evidence to the consultation paper on possible implementing measures of the future Prospectus Directive
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Call for evidence on the second mandate on possible implementing measures of the future Market Abuse
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Proposed Statement of Principles of Enforcement of Accounting Standards in Europe
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Possible implementing measures of the future Prospectus Directive
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Possible implementing measures on Prospectuses - Request for advice and call for evidence
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Possible implementing Measures on Market Abuse - Request for advice and call for evidence
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